Laws, Regulations and Guidance
Links to Other Sites
Regulators:
Commodity Futures Trading Commission
Office of the Comptroller of the Currency
Federal Deposit Insurance Corporation
Federal Reserve Board of Governors
National Credit Union Administration
Securities and Exchange Commission
Self-Regulatory Organizations (SROs):
Securities Exchanges and Associations:
CME Group
Municipal Securities Rulemaking Board
FINRA
National Futures Association
Clearing Agencies:
Depository Trust & Clearing Corporation
Fixed Income Clearing Corporation
National Securities Clearing Corporation
Other Sites of Interest:
Committee of European Securities Regulators
Federal Reserve Banks
The Federal Reserve Bank of New York
Financial Services Authority
Government Printing Office
International Organization of Securities Commissioners
North American Securities Administrators Association
U.S. Department of the Treasury
Further Reading
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Other Pages:
- Laws & Regulations
- Auction Regulations (UOC)
- Collateral Programs
- Commercial Book-Entry Regulations (TRADES)
- Frauds, Phonies, & Scams
- Government Securities Act (GSA) Regulations
- Large Position Reporting (LPR)
- Redemption Ops (Buyback) Rules
- Treasury Marketable Securities Regulations
- Savings Bond Regulations
- TreasuryDirect Regulations
- Links to Other Sites